Pulmonary Compliance

Article Author:
Jay Desai

Article Editor:
Fady Moustarah

Editors In Chief:
David Wood
Andrew Wilt
Hajira Basit

Managing Editors:
Avais Raja
Orawan Chaigasame
Khalid Alsayouri
Kyle Blair
Radia Jamil
Erin Hughes
Patrick Le
Anoosh Zafar Gondal
Saad Nazir
William Gossman
Hassam Zulfiqar
Navid Mahabadi
Hussain Sajjad
Steve Bhimji
Muhammad Hashmi
John Shell
Matthew Varacallo
Heba Mahdy
Ahmad Malik
Sarosh Vaqar
Mark Pellegrini
James Hughes
Beenish Sohail
Hajira Basit
Phillip Hynes
Sandeep Sekhon

2/18/2019 10:28:12 PM


The compliance of a system is defined as the change in volume that occurs per unit change in the pressure of the system. In layman terms, compliance is the ease with which an elastic structure can be stretched. Compliance is, therefore, basically a measurement of the elastic resistance of a system. Pulmonary compliance (C) is the total compliance of both lungs, measuring the extent to which the lungs will expand (change in volume of lungs) for each unit increase in the trans-pulmonary pressure (when enough time is allowed for the system to reach equilibrium) [1]. It is one of the most important concepts underpinning mechanical ventilation used to manage patient respiration in the operating room (OR) or intensive care unit (ICU) environment. To better understand pulmonary compliance, certain terminologies should be briefly reviewed. The following formula is used to calculate compliance:

Lung Compliance (C) = Change in Lung Volume (V) / Change in Transpulmonary Pressure {Alveolar Pressure (Palv) – Pleural Pressure (Ppl)}.

Transpulmonary pressure is the pressure gradient between the inside alveolar pressure and outside pleural pressure. It mainly measures the force of lung elasticity at each point of respiration (recoil pressure). Alveolar pressure is the air pressure inside the alveoli. Pleural pressure is the pressure of the fluid present inside the space between visceral pleura (layer adhered to lungs) and parietal pleura (chest wall lining layer). Normally the total compliance of both lungs in an adult is about 200 ml/ cm H2O. Physicians rely on this concept to understand some pulmonary pathologies and help guide therapy and adjust ventilator pressure and volume settings. 

Issues of Concern

Types of Compliance:

For practical purpose, lung compliance is measured by different methods. Based on the method of measurement, lung compliance can be described as static or dynamic [2].

  • Static Compliance: It is the representation of pulmonary compliance at a given fixed volume when there is no airflow and muscles are relaxed. This situation takes place when transpulmonary pressure equals the elastic recoil pressure of the lungs. It only measures the elastic resistance. It is measured with a simple water manometer, but electrical transducers are now more commonly used. In the conscious individual, it is difficult to achieve complete certainty of respiratory muscle relaxation. But the compliance measurement is considered valid since the static pressure difference is unaffected by any muscle activity. In case of a paralyzed individual as in the operating theatre, it is straightforward to measure static compliance using recordings captured through electrical transducers. Therapeutically, it is used to select the ideal level of positive end-expiratory pressure, which is calculated based on the following formula:

Cstat = V / (Pplat – PEEP)


Pplat = Plateau pressure, PEEP = Positive End Expiratory Pressure 

  • Dynamic Compliance: It is the continuous measurement of pulmonary compliance calculated at each points representing schematic changes during rhythmic breathing [2]. It monitors both elastic and airway resistance. Airway resistance depends on the air viscosity, density, and length and radius of airways. Except for the radius of the airway, all other variables are relatively constant. Thus, airway resistance can be physiologically altered by changes in the radius of the airway bronchus. 

Compliance Diagram:

When different readings of the lung volume are taken at specific measured pressure points and then plotted on a diagram, a pressure-volume curve representing both elastic and airway resistance properties of the lung is obtained [3] Figure 1. The two meeting points are end-inspiratory, and end-expiratory points and the line connecting them provides the measurement of dynamic compliance of the lungs. The area falling between this line and both the curves represents the excess work required to overcome the airway resistance during inspiration and expiration. This curve is also called the Hysteresis curve [4]. You can see that the lung is not a perfect elastic structure. The pressure required to inflate the lungs is higher than the pressure required to deflate them. 

Importance of Compliance:

Lung compliance is inversely proportional to elastance. This elastic resistance is both due to the elastic property of lung tissue or parenchyma and the surface elastic force. Any changes occurring to these forces could lead to changes in compliance. Compliance determines 65% of work of breathing. If the lung has low compliance, it requires more work from breathing muscles to inflate the lungs. In specific pathologies, continuous monitoring of the lung compliance curve is useful to understand the progression of the condition and to decide on therapeutic settings needed for ventilator management [5]

Factors Affecting Pulmonary Compliance

Elastic Property of the Lung Tissue: They are determined by collagen and elastin fibers meshed inside the lung parenchyma. When the lung is outside the body system and in a deflated state, these fibers are fully contracted due to elasticity. When the lung expands they elongate and exerts even more elastic force similar to a rubber band. Thus the flexibility of these fibers determines the compliance of the lungs. They could be damaged or affected by specific pulmonary pathologies.

Surface Tension Elastic Force: One of the important concepts affecting lung compliance is the elastic property of lung contributed to by the surface tension of the alveolar lining [6]. Figure 1 displays the compliance difference between saline-filled and normal air-filled lungs. Air filled lungs work as a different elastic structure inside the pulmonary system. Its flexible property is not only determined by the elastic forces of the tissue but also contributed to through surface tension exerted by the fluids lining the walls of the alveoli [7]. When water forms a surface with air, the water molecules distribute strong attractive force for one another, causing contraction of the surface. This principle is what holds a raindrop together.

Similarly, water lining the inner surface of the alveoli attempt to force air out of the alveoli and tries to collapse it. This force is termed the surface tension elastic force. Its minimum value is found to be 35-41 dyne/cm [8]. Thus, the saline-filled lung has higher compliance than the normal air-filled lung, since the pressure required to expand the air-filled lung is higher than the saline-filled lungs. 

Surfactant: If you measure the alveolar pressure using surface tension exerted by the lining fluid based on the Laplace law: Pressure = 2 x T (Surface Tension) / R (Radius), one notes that the pressure within the smaller alveoli would be higher than the pressure within large alveoli which will collapse the small alveoli. However, in a typical scenario, this doesn't happen. It occurs where surfactants play a role [9]. A surfactant is the surface active agent in the fluid, secreted by type II alveolar epithelial cells lining the alveoli. It is a complex molecule containing phospholipid dipalmitoylphosphatidylcholine, surfactant apoproteins, and calcium ions. They reduce the surface tension by partial dissolution. Now returning to the mechanics, the smaller alveoli has a small surface area, which leads to a higher concentration of the surfactants and eventually lower surface tension [10]. Due to its role in surface tension modification, it indirectly affects the compliance of the lung.

Lung Volume: Compliance is related to the lung volume, considering the formula relating volume and pressure. However, to eliminate this variable, specific compliance is measured using the formula: Specific Compliance = Compliance/ FRC (Functional Residual Capacity). 

Age: This factor minimally influences compliance. Pulmonary compliance increases with age are owing to the structural changes in the lung elastin fibers [11]

Clinical Significance

Certain pulmonary diseases can influence changes in lung compliance. The following are pathologies that can increase or decrease lung compliance:

  • Emphysema or COPD: In both of these conditions, the elastic recoil property of lung gets damaged due to a genetic cause (alfa-1 antitrypsin deficiency) or extrinsic factor (smoking). Because of poor elastic recoil, such patients have high lung compliance. Their alveolar sacs have a high residual volume which in turn causes difficulty in exhaling the excess air out of the lung, and patients develop shortness of breath. 
  • Pulmonary Fibrosis: Certain environmental pollutants, chemicals, or infectious agents could cause fibrosis of the lung tissue. Genetic diseases can also do so. In fibrosis, lung elastin fibers are replaced by collagens which are less elastic and decrease the compliance of lung. Such patients need higher work of breathing to inflate more rigid lung alveoli.
  •  Newborn Respiratory Distress Syndrome: Usually, surfactant begins to be secreted between the sixth or seventh months of gestation. Premature newborns have little or no surfactant in the alveoli when they are born, and their lungs have a significant tendency to collapse. As described earlier, surfactant helps in reducing surface tension and thereby increases compliance of the lung. An absence of the surfactant leads to a decrease in pulmonary compliance, and this condition is called Newborn respiratory distress syndrome. It is fatal and requires aggressive measures by continuous positive pressure breathing. 
  • Atelectasis /ARDS: Atelectasis is the collapse of lung alveoli and usually occurs in the dependent parts of the lungs. Following operative anesthesia, this could be one of the potential complications. In the case of atelectasis, pulmonary compliance decreases due to a decrease in the volume of the lung and requires higher pressure to inflate the alveoli. Obtaining compliance curve along with oximetry and arterial gas analysis is one useful method in ICU monitoring [12].

  • Image 8589 Not availableImage 8589 Not available
    Contributed by Dr. Fady Moustarah, MD, MPH and Jay Desai, MBBS
Attributed To: Contributed by Dr. Fady Moustarah, MD, MPH and Jay Desai, MBBS

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Pulmonary Compliance - Questions

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A 23-year-old male presents complaining of fever and cough. He recently returned from a mountain hiking trip in the U.S. midwest two weeks ago. Five days ago, he developed a productive cough with yellowish sputum. He became febrile two days ago and self-medicated with acetaminophen. A CBC showed an elevated WBC and sputum cultures showed Histoplasma. A chest x-ray showed a pattern of interstitial pneumonia. The patient was admitted, treated with antifungals, and recovered without developing acute respiratory distress syndrome requiring mechanical ventilation. If measured, which parameter of pulmonary mechanics would be expected to be diminished in this patient?

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A 65-year-old male comes for a regular clinic check-up. He has a ten pack-year smoking history. If he continues to smoke for a long time, he may develop a lung disease affecting proper lung function and mechanics resulting in dyspnea or hypoxia. Which of the following conditions would result in elevated pulmonary compliance?

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A 32-year-old female presents to the emergency department with labor pains that started spontaneously about 30 minutes ago. She is 34 weeks pregnant. Her vitals are within normal limit except a blood pressure of 160/80 mmHg. She denies any other symptoms. She is diagnosed as preterm labor and given corticosteroids to prevent respiratory distress in the baby by promoting the surfactant layer in the baby's lungs. Which of the following best describes the function of this layer?

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Pulmonary Compliance - References


MARSHALL R, The physical properties of the lungs in relation to the subdivisions of lung volume. Clinical science. 1957 Aug;     [PubMed]
FRY DL,HYATT RE, Pulmonary mechanics. A unified analysis of the relationship between pressure, volume and gasflow in the lungs of normal and diseased human subjects. The American journal of medicine. 1960 Oct;     [PubMed]
RAHN H,OTIS AB, The pressure-volume diagram of the thorax and lung. The American journal of physiology. 1946;     [PubMed]
Mercurio MR,Fiascone JM,Lima DM,Jacobs HC, Surface tension and pulmonary compliance in premature rabbits. Journal of applied physiology (Bethesda, Md. : 1985). 1989 May;     [PubMed]
Lu Q,Rouby JJ, Measurement of pressure-volume curves in patients on mechanical ventilation: methods and significance. Critical care (London, England). 2000;     [PubMed]
Sera T,Fujioka H,Yokota H,Makinouchi A,Himeno R,Schroter RC,Tanishita K, Localized compliance of small airways in excised rat lungs using microfocal X-ray computed tomography. Journal of applied physiology (Bethesda, Md. : 1985). 2004 May;     [PubMed]
West JB, History of respiratory mechanics prior to World War II. Comprehensive Physiology. 2012 Jan;     [PubMed]
Barrow RE,Hills BA, Surface tension induced by dipalmitoyl lecithin in vitro under physiological conditions. The Journal of physiology. 1979 Dec;     [PubMed]
Morgan TE, Pulmonary surfactant. The New England journal of medicine. 1971 May 27;     [PubMed]
BROWN ES,JOHNSON RP,CLEMENTS JA, Pulmonary surface tension. Journal of applied physiology. 1959 Sep;     [PubMed]
Lalley PM, The aging respiratory system--pulmonary structure, function and neural control. Respiratory physiology     [PubMed]
Duggan M,Kavanagh BP, Pulmonary atelectasis: a pathogenic perioperative entity. Anesthesiology. 2005 Apr;     [PubMed]


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